Tarlton Law Library: Legal Treatises by Subject: Securities Law

General Information

Materials on securities regulation are generally located on the 4th floor (map) in the call number ranges KF1428 - KF1457 and KF1066 - KF1086.

Find additional resources about securities law in TALLONS.

Electronic Treatises

Blue Sky Law - Joseph C. Long
Full text on Westlaw (login required).
Bromberg & Lowenfels on Securities Fraud and Commodities Fraud (2d ed.) -- Alan R. Bromberg and Lewis D. Lowenfels
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Civil Liabilities: Enforcement & Litigation Under the 1933 Act
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Corporate Anti-takeover Defenses: The Poison Pill Device - Joy Marlene Bryan
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D & O Liability Handbook- Mark A. Sargent and Dennis R. Honabach
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Disclosure and Remedies under the Securities Laws - Arnold S. Jacobs
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Exempted transactions under the Securities Act of 1933 - J. William Hicks
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Going Public and the Public Corporation - Harold S. Bloomenthal and Samuel Wolff
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Going Public Handbook - Harold S. Bloomenthal, Samuel Wolff
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Ferrara on Insider Trading and The Wall
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Hedge Funds and Other Private Funds: Regulation and Compliance - Thomas P. Lemke et al.
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Insider Trading Regulation, Enforcement, and Prevention - Donald C. Langevoort
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International Capital Markets and Securities Regulation - Harold S. Bloomenthal and Samuel Wolff
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Liability of Attorneys and Accountants for Securities Transactions - Robert J. Haft
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Modern Securities Transfers - Egon Guttman
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Publicly Traded Corporations: Governance & Regulation
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Regulation of Financial Planners - Thomas P. Lemke and Gerald T. Lins
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Securities and Federal Corporate Law (2d ed.) - Harold S. Bloomenthal and Samuel Wolff
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Securities Counseling for Small and Emerging Companies - Stuart S. Cohn
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Securities Crimes
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Securities Law Handbook - Harold S. Bloomenthal
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Securities Practice: Federal and State Enforcement - Marc I. Steinberg, Ralph C. Ferrara
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US Securities Law for International Financial Transactions and Capital Markets (2d ed.) - Guy P. Lander
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Venture Capital and Small Business Financings - Robert J. Haft and Michele H. Hudson
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Securities Law Treatises

Derivatives Regulation by Philip McBride Johnson and Thomas Lee Hazen
Call Number: KF 1085 J632
Financial Product Fundamentals: Law, Business, Compliance (2d ed.) by Clifford E. Kirsch
Call Number: KF 1070 F56

Full text also available on PLI Discover PLUS.
Financial Services Regulation Deskbook by Arthur S. Long
Call Number: KF 974 L66 2012

Full text also available on PLI Discover PLUS.
Fundamentals of Securities Regulation (7th ed.) by Louis Loss, Joel Seligman, and Troy Paredes
Call Number: KF 1439 L67 2018
Initial Public Offerings: A Practical Guide to Going Public (2d ed.) by David A. Westenberg
Call Number: KF 1439 W47 2012

Full text also available on PLI Discover PLUS.
Law of Securities Regulation (8th ed.) by Thomas Lee Hazen
Call Number: KF 1439 H392 2021

Hornbook.
Offerings of Asset-Backed Securities (4th ed.) by Reed D. Auerbach & Charles A. Sweet
Call Number: KF 1050 A76
Sarbanes-Oxley Act in Perspective by Harold S. Bloomenthal and Samuel Wolff
Call Number: KF 1446 A3282002 B56 2021

Also available on Westlaw (login required).
Securities Law and Practice Deskbook (6th ed.) by Gary M. Brown
Call Number: KF 1439 S63 2012

Full text also available on PLI Discover PLUS.
Securities Regulation (6th ed.) by Louis Loss et al.
Call Number: KF 1070 L62 2019
Treatise on the Law of Securities Regulation (7th ed.) by Thomas Lee Hazen
Call Number: KF 1439 H39 2016

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Securities Law Treatises