The University of Texas at Austin

Law in Popular Culture collection

ALSA Forum
Volume 6, Number 2 (1982)
reprinted by permission Legal Studies Forum

THE WORKINGS OF LAW IN
KAFKA'S DER PROZESS AND
BOLL"S DIE VERLORENE DER
KATHARINA BLUM

HEIDI E. FALETTI *

     The theme of the law in modern society dominates both the
subjective vision of Franz Kafka's metaphysical novel, Der
Prozess (The Trial) and the journalistic flux of Heinrich Boll's
post-war narrative satire, Die verlorene Ehre der Katharina
Blum (1974) (The Lost Honor of Katharina Blum). Both
narratives are focused on the arrest and persecution of an
individual based on a foregone conclusion. On his thirtieth
birthday, Josef  K., a high-ranking bank official, is arrested one
morning in bed for no specific reason and is hounded by an
enigmatic court until his assassination in a quarry. Katharina
Blum, a twenty-seven-year old domestic aide, and, fortuitously,
the one-night lover of a young man reputed to have engaged in
outlaw activities, is imprisoned and interrogated. Consequently,
a nationally-read scandal sheet, the News, distorts the leaked-
out interrogation material, thus inciting Katharina to murder its
editor. Appropriately, the subtitle of the narrative is Or: How
Violence Develops and Where It. Can Lead.1 The  legal
proceedings of both narratives are reflective of the mentality of
modern capitalistic society, but each presents this exploitative
mentality from a different angle of vision. Kafka's mythic
approach emphasizes the law court as an ongoing process of
metaphysical self-condemnation which could happen to anyone.
Boll uses the law in a more realistically particular way by
locating it, in the form of interrogations and journalism,
satirically within the society of contemporary Germany.
     In Kafka's novel, set in a metropolis reminiscent of early
twentieth-century Prague, the focus is on society's values within
the soul of Josef  K. As his detached, assertive and
inconsiderate treatment of others suggest consistently, he is
guilty of leading a dehumanized existence. As such, he is a
characteristic member of modern society. However, he refuses
to acknowledge his guilt on his own. Instead of searching within
himself for the Law, he submits to the superficial law of the

[149]

outside world-its interrogations and intimidating evasiveness. In
this way, he surrenders to society's control over himself and to
an escape from his own responsibilities for his behavior. The
mysterious legal proceedings, which he accepts passively, are
metaphysical constructs, however detailed, rather than
documentary portrayals of outside society. As aspects of a
dreamlike vision, they pictorialize his weakened forces of self-
indictment and thus his inner reliance on the essence of society's
absurd, anonymous legalities-based on necessity rather than
truth.2 Certainly, then, he is society. Its legal attitudes are
his. Finally, they become his punishment for failure to
acknowledge freely his own guilt, as the transgressor becomes his
own sin.3
     In Die verlorene Ehre der Katharina Blum, the proceedings
are presented from various reported points of view rather than
concentrated in the subjective vision of one protagonist. The
fictional narrator links these points of view together, thus
allowing them to "flow" and become muddied, in order to provide
insight into the absurd symbiosis of society and the law.
Although such a symbiosis has metaphysical significance as
evidence of bondage to the material world, as do the happenings
in Der Prozess, this union appears in the form of current events
through documentary narrative reportage. Katharina Blum is not
dominated by the existential guilt of  K., but appears mainly as a
responsible, morally integrated, and sincere individual. It is
precisely this trait that makes the young woman a target. She
is judged a priori, not only because of her highly discriminating
mode of life. Such a life style involved a rejection of virtually
all men because of her desire for mutuality and love and
friendship. Certainly, the law officials and the scandal sheet,
the News (die Zeitung), together with its readership, exact
vengeance on the threat Katharina poses to their norms,
self-image, and perpetuity in power.
     With respect to the differences and similarities of both
twentieth-century narratives, written in the same language, it
should be constantly borne in mind that they both explore the
law as it menaces the individual in modern society. Essentially,
Boll's novel picks up a legacy which Kafka's Der Prozess
bequeathed to German literature, namely a fictional concern for
how confrontation with the law can alienate individuals from
themselves. For Josef  K., bondage to the law as a mental state
is revealed by the legal process. For Katharina Blum, the law
involves phases of terroristic conditioning, which almost but not
quite destroy her unified personality, in that they incite her to
commit murder. A proper understanding of the unique idea of

[150]

law in both stories requires, for each narrative, an overview of
its main configuration of events, and an exploration of its
integration of legal procedures into the fateful life of its
protagonist.
     The primary situation in Der Prozess is that of an
individual enslaved by society. Such bondage is expressed in the
central metaphor of the Court, which permeates the omnipresent
cityscape of  K.'s psyche. The Court gives imagistic unity to this
narrative-always manifest as a fictional fantasy of modern
reality, rather than a randomly concrete stream-of-consciousness.
The workings of the pervasive court can well be analogous to
the bureaucracies of Austria-Hungary at the beginning of the
twentieth century; they are, moreover, strikingly akin to other
modern red-tape establishments, such as universities, department
stores, banking systems, and governments of the Western world.
The unfreedom of K., that is, his inability as a socialized human
being to acknowledge his guilt, is projected into the totalitarian
persecution to which he is subjected. The very nature of the
guilt itself has been interpreted variously as nameless Angst,
existential guilt, or original sin. The concept of original sin is,
within the framework of Der Prozess, a viable one and accords
with Kafka's own statement in his sketch, "He:"
Original sin, the ancient wrong that man has committed,
consists in the reproach that man makes and from which he
never desists: that a wrong has been done unto him and
that original sin has been committed against him.4
A further dimension of inherent guilt can be recognized in an
absence, on the part of K., of brotherhood with other human
beings. He constantly values people on the basis of their status
rather than as fellow humans, feels superior to those "beneath"
him, is brutally self-assertive, irritatedly misinterprets occasional
acts of kindness, and fails generally to show solicitude for
others, as he seeks, but at the same time, circumvents, justice.
Indeed, T. Ziolkowski's insight that Kafka uses the process of
motivation in the depiction of K., the projections of one's own
guilt onto the world outside in order to deny it, provides a
plausible basis for understanding the protagonist's evasiveness.5
However, the world outside is really a subjective one, an
interiorized construct of K.'s self-projections. Essentially, it is
not necessarily a real world transformed by his idea of it; it
provides images for his own dreamlike efforts at self-assessment,
which in their complexity and evasiveness mirror modern
bureaucracies in which the citizen and society can truly be one.

[151]

     When K. wakes up one morning to his arrest in his
bedroom, just as the commercial traveler in Die Verwandlung
(The Metamorphosis) woke to find himself conspicuously
transformed into a bug, he is awakening to an awareness of a
past life of personal inadequacies. His existence hitherto has
materialized into a state of arrested development in the domains
of sexuality, ethical responsibility, and personal
self-fulfillment-hence, his arrest. His moment of awareness is
fleeting and feeble, for he has already begun to rationalize his
situation in a defensive and bureaucratic way in the novel's first
sentence: "Someone must have traduced K., for without having
done anything wrong he was arrested one fine morning."6
Henceforth, he thoughtlessly causes the misfortunes of others
while seeking outside help. His attempted avoidance of
knowledge of guilt brings no lasting benefit whatsoever and
ultimately brings about his self-condemnation and execution. His
main concern is for expediency-at the bank, during the sporadic
episodes of his trial, and even in his personal relationships.
     Some of the major events of K.'s quest for escape from
guilt, which all point to his death by despair, illuminate his
fundamental egoism. Right after his arrest, he seeks the advice
of his attractive apartment-neighbor, Fraulein Burstner, whose
room had been misused by the self-projected functionaries of his
arrest. He re-enacts the absurdities of the persecution despite
her fatigue, and finally afflicts her with forcible advances.
Later, when K. has the opportunity to indict the court
proceedings with great flourish at an interrogation, his rhetoric
is interrupted by a shriek, uttered by a man assaulting the
washer-woman who had evinced an interest in K. on his way to
the interrogation chamber. This event reflects the earlier
interview with Fraulein Burstner, when he mocked the arrest,
tried to justify himself, and assaulted her spontaneously. K.
attempts to use these women, and then experiences them as
somehow humiliating to himself (the shrieking man).
     The free responsibility which Fraulein Burstner assumes for
her own life distances her from the pointless existence of K.
The latter's persistent defensiveness is an effort to mask his
egoistic striving, particularly profiled in the curiously connected
professional and erotic spheres of his life. In both, K. displays
an assertiveness over others which obviates genuine
communication or mutual love. For example, his thoughtless
criticism of the warders, Franz and Willem, at the interrogation,
brings about their everlasting whipping in the bank's lumber-room,
which he is too cowardly to prevent because of the presence of
other bank employees outside. His merely selfish involvement in

[152]

extricating himself from guilt can be noted especially in his
court intrigues, his addictions to obfuscating and irrelevant
analyses of his case on the part of the lawyer, Huld (whom he
at last brutally dismisses), and the lure of supposedly helpful
women. The hope invested in the "influence" of these women,
such as the washer-woman and Huld's maid, Leni, reflects K.'s
own investment in self-prostitution as a means of removing
himself from guilt by placating the judges.
     A brief moment of depressing clarity is provided by the
artist, Titorelli, who informs K. of the three sole possible
outcomes of a Court trial: acquittal, which cannot be
documented as ever having transpired; ostensible acquittal; and
indefinite postponement. The inevitability of K.'s predicament is
accentuated by the claustrophobic atmosphere of Titoreni's attic
and later by the increasing bouts of fog, snow, rain and darkness
in the sundry reaches of the city where K. inquires and
rationalizes. Ultimately, the key to his entire flight from insight
is offered by the parable of the gatekeeper and the man from
the country, as presented by the prison chaplain, who
straightaway recognizes K. while the latter waits in a cathedral
for an Italian businessman whom he plans to take sightseeing.
K., however, fails to grasp its import.
     By telling this parable, the chaplain tries to deflect K.
from chasing vainly after outside help and hopes to direct him
to his innermost self, the source of guilt and potential insight
into that guilt. According to the parable, a man from the
country seeks admission to the realm of the Law, but his fear of
the gatekeeper, who guards the entrance and says that he cannot
admit the man at this moment, prevents him from direct entry
into that realm on his own volition. Through the years, the man
continually seeks entry. He attempts to bribe not only the
gatekeeper, but the fleas on his coat as well, for perhaps they
might be moved to influence that formidable guard with the
Tartar beard. Finally, when the man from the country is too
decrepit, almost divested of hearing and sight, to make further
entreaties to enter, the gatekeeper informs him that this gate
was destined only for him and that it is now going to be closed.
In elucidating the parable, the chaplain affirms outright that
Josef  K. is seeking only outside aid and that this is clearly the
wrong kind of help. The various interpretations the priest offers
for consideration suggest that the gatekeeper, possibly
simple-minded, duty-bound, and ignorant of the real nature of
the Law he tries to serve, is merely one typical form of the
outside authority one might be tempted to turn to in order to
evade one's own responsibility for guilt and choice. Although

[153]

there is no way to escape the responsibility for guilt, one might,
by acknowledging that guilt, escape dependence on the tyranny
of arbitrary authority figures. At no point is entry forbidden by
anyone other than the gatekeeper, who appears as a form of
manipulative power, without perhaps really meaning to be so. K.
believes, in the gathering darkness of the cathedral, that the
man from the country is deceived and implies that he is thus
helpless:
I said the man is deceived. If the doorkeeper is clear-
sighted, one might have doubts about that, but if the
doorkeeper himself is deceived, then his deception must
of necessity be communicated to the man. That makes the
doorkeeper not, indeed, a deceiver, but a creature so
simple-minded that he ought to be dismissed at once from
his office . . . . 7
The possibility of direct entry through the gate by means of true
self-awareness without reliance on anyone never occurs to K.
He is as dependent on worldly might, whether in the form of the
gatekeeper or the pompous judges painted by Titorelli, as was
Georg Bendemann obedient to his vainglorious and feeble father
who instructed Georg to drown himself in Kafka's "Das Urteil"
("The Judgment"). K.'s path toward existential suicide is
realized when he submits to his own execution by two black-clad
comedian types who, before stabbing him, accord him the
abortive chance to kill himself.
     At this point, it may well be asked how "the law"  of  Der
Prozess can exist in a dreamlike state. Is it meant as a symbol
of the shortcomings of mundane law, the failure of modern
humankind to perceive the true moral Law? Does it have any
objective relationship with modern legal arrangements? Both
questions can be answered affirmately. The defective legality of
modern bureaucracies provides the pictorial and ideological
substance for the story of K.'s inner psyche, which reflects the
essence of actual social worlds. His rationalization of his guilt
mirrors the morally evasive methods of institutions more
concerned with their own subsistence and continuity than with
external goals, truth or brotherhood. In "real" life, individuals
can become enmeshed and believe in a maze of legal strictures;
one can accept terrorism against oneself as well as others as a
paradoxical means of escaping lucid thought and recognition of
responsibility-as the road of least resistance.
     In this connection, it might be suggested, as does J. P.
Stern8 convincingly, that, in this novel, the ordinary attributes

[154]

of the judiciary and police are reversed. Kafka himself, as the
lawyer for an insurance company, had thoroughly understood
what legal entities were supposed to be: responsible, thoughtful,
ethical. Here, the judiciary, namely the Court, and the police,
vaguely indicated by the persons who arrest K., have a
totalitarian aspect; they mechanically pass on and execute a
conviction of guilt based on a foregone conclusion. Mere
arraignment means conviction from which acquittal is essentially
impossible. The totalitarian, rubber-stamping type of legality in
Der  Prozess gives no reason for its persecution, but bases its
activities on the mere fact that a particular person is alive,
whose necessary death is foreordained. It is further maintained
that Kafka's novel, written in the period before the First World
War, anticipated the advent of National Socialism and the
Gestapo state, within which a person could be adjudged guilty a
priori and dispatched without ostensible reason. The negative
ontology of guilt as a state of being, forcing arraignment to be
equal to conviction, are the conditions which K. faces under the
jurisdiction of the mysterious court. Such conditions are not
unlike those indicated by the chief public prosecutor of the
People's Courts in a letter dated July 19, 1940, to the Reich
Minister of Justice:
Whenever acquittal is consequent upon proof of innocence,
I shall inform the Gestapo before disposal takes place, and
I shall enquire whether this procedure is to be dispensed
with. If, however, the Gestapo considers protective
custody appropriate, I shall arrange for disposal to
take place forthwith.9
moreover, Stern points out that the chief of the Reich Security
Office informed its officials three years after this letter
(following the assassination of Reinhard Heydrich) that law
proceedings, as opposed to summary trials, were to transpire
only "if it has been ascertained through previous inquiry that the
court will pronounce sentence of death."10 The totalitarian
nature of Josef K.'s self-projections, which are remarkably
similar to the proceedings outlined in documents of National
Socialism, and are, moreover, suggestive of analogous measures
obtaining in other modern dictatorships, is expressed in a maze
of arbitrary legal procedures. The very precinct of the bank
where K. is climbing the corporate ladder before the onset of
the trial, is the metaphysical testimony of his own brute need
for an outside authority. The legal perspective of  Der Prozess
is based on K.'s conflict, as a divided self, between the moral

[155]

Law of humanity and an arbitrary legal justice which has nothing
to do with real justice. His passive submission to legal justice
and its values estranges him progressively from the fraternal
acceptance of others as equals. He thus becomes a sacrificial
victim of his own bondage to bourgeois society's temporal law,
which has become fused with his own consciousness.
     The society represented by the law in Die verlorene Ehre
der Katharina Blum is that of West Germany in 1974, the time
of the narrative's publication. In a sense, this post-war society,
sensation-seeking and monolithically conformist, might be
regarded to be as totalitarian and "Kafkaesque" as the
terroristic vision formed by K.'s self-projec t ions. Its persecuting
powers inhere in the symbiosis between the legal proceedings and
the scandal sheet, a daily newspaper which exploits and distorts
the information leaked out from the interrogation. This
newspaper is markedly similar to the one so rampant in Germany
today, namely the conservative and flagrantly gossipy
Bild-Zeitung. Such a publication certainly reminds one of the
National Inquirer, the Globe the Star, or the Examiner, whose
headlines are visible at supermarket checkout counters
throughout the United States. However, the coverage of the
Bild-Zeitung, as a daily newspaper, is much more voluminous. It
reports on major events-from so-called scandals to routine
sports-with red headlines, lurid reportage, opinionated views,
and splashy photographs. Heinrich Boll perceived this newspaper
as an especially pernicious and fascistic one in its exploitation of
the prosecution of the Baader-Meinhof gang of terrorists in
Germany and in its manipulation of human lives and public
opinion.11 Indeed, Boll refers to it significantly in a prefatory
note to the narrative itself:
Should the description of certain journalistic practices
result in a resemblance to the practices of the
Bild-Zeitung such resemblance is neither intentional
nor fortuitous, but unavoidable.12
     The narration covers four days, from Blum's first
acquaintance with the outlaw Ludwig Gotten on a Wednesday to
her shooting of the editor Werner Totges on a Sunday. The
narrative form is the retrospective piecing together of a report
by an anonymous author from the transcripts of the police
interrogations, the attorney, and the public prosecutor, as well
as other minor sources. Indeed, the whole report is based on
the tracing of Blum's motivation to commit the deed, to allow an
explanation to emerge as to why such a coolheaded person as

[156]

Blum "not only planned the murder but also carried it out and,
at the critical moment-one which she herself had engineered-
not only seized the pistol but put it to use."13 Unlike the
straightforward chronology of the 1975 film adaptation of Boll's
narrative by Volker Schlondorff and Margaretha von Trotta, this
entire low-key report is atemporal in much of its composition.
It depicts events and dialogues in the form of cabaret-like
caricatures, collages and flashbacks for an accenting of the
absurd fluidity of the happenings--their siltings, blockages, and
leakages. For purposes of analytic clarity, however, a brief
chronological survey of the main events will be useful as a
concrete background for the thematic dimensions of law as they
relate to the persecution of Katharina Blum within the narrative
texture itself.
     On February 20, 1974, on the Wednesday eve of the
traditional opening of Carnival, a young woman of twenty-seven
left her city apartment about 6:45 p.m. to attend a dance at a
private home, where she danced all evening  with Ludwig Gotten,
a man she had never before met. This transpired under police
surveillance, since Gotten was wanted for desertion from the
army and for robbery. After she fell in love with Gotten that
evening and he then spent the night with her, he absconded
through the apartment's heat duct system which she had pointed
out to him. She was taken from her abode for questioning the
next day, and was photographed repeatedly from all sides by a
representative of the News. As her background was recorded
that Thursday at police headquarters, she recounted every detail
meticulously. As a child, she had to do housework at an early
age because her ailing father died early and her mother had
only low-paying jobs as a cleaning woman. She was graduated
from a school for home economics, married, contracted a severe
aversion to her husband, and was divorced as the guilty party,
resuming her maiden name. Eventually, she found a position as a
domestic aide with Dr. and Mrs. Blorna, a lawyer and architect
respectively, and also did accounting work for them. Because of
their generous loans and her careful savings, she was able to
amass enough money to buy a condominium. In the course of
further questioning, it was insinuated that she must have known
Gotten before the dance, an allegation which she denied. On
Friday, she was questioned again in efforts to establish that she
had known Gotten previously. On the same day, the News
printed a headline story on Blum, using distortions of information
which had obviously been leaked from the interrogation. Special
emphasis was placed on her hometown pastor's designation of
Blum's father as a Communist in disguise, on misquotations
 


[157]

stemming from an interview forced on Hubert Blorna, on the
insistence of a long-term involvement with Gotten, and on
speculation about where she actually secured the money to buy
her apartment. Blum was at a loss to understand how details of
her interrogation could have been picked up by that newspaper
and used as material for fraudulent statements. The public
prosecutor hastened to tell her she was of justifiable public
interest, a state she could have avoided had she not evidently
helped Gotten to escape. On Saturday, the News printed its
versions of interviews with Blum's ex-husband and her cancer-
ridden mother, as well as remarks about the supposed leftist
tendencies of Dr. and Mrs. Blorna. By Sunday, Blum's mother
had died, ostensibly as a result of the interview by Werner
Totges, the main journalist for the News, who had slipped into
the hospital disguised as a painter. The Sunday edition of the
News blamed Blum outright for her mother's death, since her
mother had supposedly not survived the shock of confrontation
with details of her daughter's affiliations. There were further
sneering references to the Blorna's and the "reunion" between
Ludwig Gotten and Katharina Blum. By then obscene and
threatening mail and telephone calls had reached voluminous
proportions. Thereupon, Blum arranged for an interview with
Werner Totges in her apartment, whose interior had been ruined
by her rage against her wrecked life. She borrowed a target-
practice pistol from a friend and killed Totges as soon as he
came to her apartment and propositioned her. After confessing
the murder, she could look remorselessly to the future when she
and her "dear Ludwig," who had by then been arrested, would
be together again after the parallel expiration of their prison
sentences.
     Certainly, Katharina Blum becomes convicted at first as a
person by the law, the News, and the public. It is only after
her vengeful murder of the editor of the News because of her
lost honor, that an actual prison sentence becomes possible. Her
initial arrest, impelled by the fact that she had spent the night
with an outlaw, is the main issue of her persecution, beginning
with the frantic paparazzo activities of the photographer from
the News. Her arrest has links of similarity with the avidly
observed arrest of Josef K., since they are both largely based
on a foregone conclusion. Indeed, Katharina's affection for
Gotten is so supremely deviant that it becomes automatically
newsworthy, capable of attracting exploitative distortions and
public threats. She is persecuted by the interrogators and the
press, who cooperate with each other, primarily because of her
preference for an outlaw over other "normal" men and her

[158]

hitherto well-organized life of moral integrity and honesty.
     At the starting point of her persecution, during her arrest,
Blum evinces short-lived feelings of triumph over mundane
contingencies because of her love for Gotten. These feelings
allow her to respond to the most vulgar insinuations with serene
equanimity. When presumably asked in lewd terms by the Crime
Commissioner Beizmenne if Gotten had made love to her, she
apparently responded with casual calmness: "No, I wouldn't call it
that."14 She loses her initial composure bit by bit through the
abrasive procedures of the interrogation, whose main focus is on
the unmasking of her private life-often under attack by means
of obscene innuendos. Nevertheless, she attempts to maintain
her pride and insularity by refusing breakfast and small talk.
Her background proves disappointing to the leering and overly
paternal Commissioner Beizmenne, who aims to subdue and
frighten her, for it reveals a private life punctiliously organized
and, formidably controlled. Such factors as the possibility of
gentleman callers, and the enormous number of kilometers
accumulated on Blum's speedometer-acquired during rainy nights
of boredom, when she refused to frequent lurid discos and
raunchy night spots-draw his attention, without, however,
becoming incriminating in the final analysis.
     The News appropriates its information from the officers
present at the interrogation, though they remain unidentified as
sources. In so doing, the News continues what the interrogations
had begun: the violation of a human soul for the gaining of
power, for the destruction of a well-ordered life which is so
threateningly different from the social norm. Certainly, the
interrogation proceedings and the News are intimately linked in
their aims. Their relationships with each other are essentially
that of microcosm and macrocosm, for the News actually
operates as an arm of the law which reaches outward to
embrace the public sector. Accordingly, the following dominant
topics of the interrogation are adapted by that daily newspaper
and are endowed with a purely sensational significance in the
distortions they receive: Blum's sordid family life; the pastor's
suspicion that her father might have been a Communist; her
mother's once drinking the sacristy wine, Blum's divorce from the
textile worker, Brettloh, on the grounds that he made advances
rather than expressed tenderness; her acquisition of a fashionable
condominium despite her humble station in life; the many
kilometers driven on rainy nights; the "gentleman" callers; the
effects of her notoriety on her ailing mother; her devotion to
Gotten that fateful evening; and her friendship with the Blorna's,
the so-called leftists. The last item is especially "hot" in its

[159]

import in light of the fact that Mrs. Blorna, designated as
"Trude the Red," had designed the apartment complex with ducts
through which Ludwig Gotten would escape to freedom. it
becomes even more significant when Dr. Blorna becomes Blum's
defense attorney for the murder charge.
     As Blum's life is systematically devastated by the
terroristic power of the press, she can express at first only
bewilderment as she reads the same issues of the News over and
over. She is merely amazed at the sheer might of the
publication to distort reports and involve the readers themselves
in the persecution of an individual. Indeed, she wonders why
the government does not do something to prevent the publication
of such malicious slander and misrepresentation. Clearly, she is
unaware of the fact that the mentality of the government is
largely determined by the propensities of  the mainstream of the
populace which reads the News. Her own admission that
everybody reads the News is testimony to the financial benefit
accruing to the publication because of its terroristic persecution
of unusual and thus suspect individuals. To be sure, up to the
point of her arrest, all the forces of her being have been
directed toward outrunning the sordid memories of her home life
as a child-when she was nicknamed "pink Kathy" because of the
suspected Communism of her father-and the remembrances of
her marriage with the brutish Brettloh. Her condominium
apartment, acquired through judicious loans and savings rather
than through gentleman callers, is a characteristic sign of
success in the post-war West German framework of values. Yet
Katharina Blum's background in the interrogation reveals her to
be so organically harmonious in her professional and private life
that her very existence becomes threatening to a society whose
"order" is only apparent rather than real. She is thus a menace
to the collective self-esteem of the common run of society,
which clings to decent appearances but dreads the discipline of
true self-control. Indeed, the conduct of the journalists and
readers of the News, with their threats and accusations, is as
selfindulgent, exploitative, bureaucratic and totalitarian as is the
behavior of the law officials in Der Prozess. Katharina
Blum's hardwon initial immunity from ordinary vulgarity and
disorder is based on a devotion to the maintenance of her own
honor. This honor, however, is not founded on a desire to
please society, but to be protected from its encroachments. Her
reliance on honor turns out, in effect, to be a fatal flaw,
probably more lethal, however, for the editor of the News than
for her. The predatory needs of a consumer society, hungry for
sensation and entertainment, compel her, in turn, toward the

[160]

aggressive act of murder as an event of retribution for the loss
of her honor. Despite her needs and compulsions, she does not
have the same kind of dependence on society's norms, on the
"outside" world, as are mythically suggested by the evasive
strivings of Josef K. Katharina Blum, to the contrary, accepts
or tries to accept conscious responsibility for her conduct.
Moreover, her creative devotion to her work and her genuine,
all-absorbing love for her "dear Ludwig" remove her from the
status of a control freak of dehumanized ambition. Her
attainment is one of ordered artistry, as can be noted in the
way, for example, she sets a table with careful attention to
detail and charming touches. In bookkeeping duties, she makes it
possible, through her cheerful but efficient exactitude, for the
Blornas to advance in their professions and to enjoy more free
time, rather than being encumbered by the minutiae of household
management. Certainly, the dilemma of Josef K. might be
perceived as an underlying menace to Blum's existence in the
light of her high regard for honor, since honor is based, at least
partially, on external criteria. However, Blum would seem to be
immune to K.'s total enslavement to the values of the societal
world. Although she obviously cares what others think of her,
her ability to devote willingly her efforts and time to her
employers and to give of herself in love appear to remove her
from the possibility of a condemned, mechanical existence,
tantamount to that of K., an entire loss of integrity.
     As Blum continues to read the News day after day, her
honor collapses into interiorized self-hate, which is volcanically
manifested by her systematic destruction of her own apartment.
Her sense of outrage, nourished by a constant supply of
propositions by letter and telephone from the conservative
readership of the News, culminates in the murder of the editor,
Totges, after the death of her mother following an operation
which had been precipitated by the impact of Totges's interview.
The will to power, exemplified in the modus operandi of the
newspaper, is expressed in its destructive concentration on
Katharina's exceptional life style, which it attempts to besmirch
and distort. This power-drive is epitomized most tellingly in the
fateful interview between Blum and Totges in the ruined
apartment. As she awaits the opportunity to kill him, he,
dressed as a sheik, proceeds with the intention of seducing her
in anticipation of her masochistic dependence on the power
manipulations already exercised by the News. As he addresses
her crudely with this intent, she shoots him dead. The News
laments the hapless man as the victim of his profession and
accords him a vastly disproportionate amount of space, whilst

[161]

Blum, in a state of blissful hope, awaits the day of release from
prison when she and Ludwig will be living together from the
proceeds of a catering business. The Wednesday after Totges's
death, the photographer of the News, Alfred Schonner, is found
shot, the very same one who photographed Blum from all sides as
she was arrested. His death was not caused by Blum at all, as
is conclusively shown by the evidence, but Blum does not deign
to deny it, merely remarking cryptically: "Yes, come to think of
it, why not him too?"15
     The whole of Blum's persecution, resting on the fact that
her integrity marks her as a social deviant, is tied to the legal
proceedings. The law nourishes the sensation-seeking press which
serves the needs of an enormous readership avid for
entertainment that can be easily consumed. The law is
reflective of the social mediocrity and defends its interests.
The Commissioner Beizmenne and certain law officers present at
the interrogation, whose transcript Blum re-reads and corrects
for rigor of expression, consistently sanction the freedom of the
press. Furthermore, they insist on the immunity of those who
divulge information, since Blum supposedly has become a part of
the public domain. The sanctimonious assertion that Blum
brought all this publicity on herself and thereby earned her
deserved conspicuousness is repeatedly made. In this way, an
attempt is made to shift the moral burden from the persecution
to the victim herself. Widespread identification with the law
and the newspaper on the part of the readership of the News,
which according to Blum, includes everybody, makes possible such
a defense of freedom of the press. The supreme relentlessness
of the methodology of the News in its misrepresentation of
leaked information can be discerned in the kinds of events it
willfully dramatizes and distorts. All of them appear as
possibilities only, unproven and always tenuous. But their
effects, after the "news" is published, are altogether real. The
Blornas, especially "Trude the Red," are constantly pilloried with
the result that they truly lose their reputations. The News even
has Hubert Blorna photographed in a pawn shop in order to gloat
over his impecunious state, his fall from supposedly undeserved
wealth as a "leftist" opportunist. Finally, a journalistic
commentary is made on the death of Blum's mother. She died of
the shock provided by Totges's forced entry, as he confronted
her with news of her daughter's involvements in order to glean
her response. Blum in great grief reflects on the intent of the
News to deprive innocent people of health, honor, and
reputation. But the News blames the death of Blum's mother on
the conduct of Blum herself, without which her passing might not

[162]

have transpired.
     There is no doubt that the actual event of the murder of
Totges is a powerfully motivated deed. A recounting of it both
begins and concludes the narrative, and there is no lack of
specifying detail as to the manner, place, and motive of its
realization. Blum feels no remorse after the deed, and takes
full and shameless responsibility before society for having
committed it. At the onset of the narrative, Blum rings the
door bell at the home of Crime Commissioner Walter Moeding,
the only officer who was truly kind to her during the
interrogation and even wished to protect her from possible
suicide in the wake of the newspaper stories. He is dressing
himself as a sheik, for professional reasons. She explains that
she has just killed the reporter, Werner Totges, in her
apartment, has roamed around town in quest of a remorse she
cannot find, and wishes to be arrested so that she can be where
her "dear Ludwig" is. The account given at the close of the
narrative is that of Hubert Blorna, who was given full details by
Blum herself to constitute a report far more capacious than a
mere encapsulated summary. After showing interest in target
practice, a friend had lent her a pistol, and she had it ready
for the arrival of Totges in her devastated apartment. It is not
absolutely clear whether her real intent to shoot him had become
a compulsion before he arrived, dressed as a sheik. However,
after his coming, the need to take action became imperative.
Blurn's narration of the event reflects a candid effort to
understand what happened and why, and to assume full
responsibility for every aspect of the editor's destruction:
...he had already come up in the elevator, and there he
was standing right in front of me, and it was a shock.
Well I could see right away what a bastard he was, a real
bastard. And good looking, too. What people call good-
looking. Anyway, you've seen his pictures-he followed
me in saying: "Why do you look at me like that, Blumikins,
as if you're scared out of your wits? How about us having
a bang for a start?" Well, by this time I had my hand in
in my purse and as he went for my dress I thought: "Bang,
if that's what you want," and I pulled out the pistol and
shot him then and there. Twice, three times, four times
--I don't remember exactly. The police report will tell
you how many times .... 16
Katharina Blum had tried to locate Totges at a reporters' bar
beforehand to take a look at him. She appears to have become

[163]

essentially assimilated into the terroristic and dehumanizing
process of journalistic sensation-seeking. As she assesses the
reporter, before her total loss of control, she regards him
voyeuristically as an image, an interesting item in the eyes of
others, an object of dramatic impact: "bastard," "good looking,"
"you've seen his pictures." He becomes the victim of his own
journalistic game. Blum, barely removed from the metaphysical
fate of Josef K., but still in a viable state of self-awareness,
tries to understand her motivation by reproducing it in detailed
narrative form: "for a split second he looked at me in
amazement, like in the movies when someone gets shot out of a
clear blue sky. Then he fell to the floor, and I think he was
dead."17 It is significant that she first confessed the crime to
"Moedin'l, the police officer who had been so nice to me
before." Her desire to relate to people by presenting herself
exactly as she is, especially to those for whom she has conceived
some affection, such as Moeding, or more profoundly, Ludwig
Gotten, gives testimony to her need, however labored it may
express itself, to avoid estrangement from the world and to be
part of humanity. This need exists even after all that has
happened to her.
     In retrospect, both novels represent the mass mentality of
modern bourgeois society through the medium of the law. In
Der Prozess, the law Court emerges as an interiorized
acceptance of society's values and figures as an escape from a
truly moral and responsible way of life. In Die verlorene Ehre
der Katharina Blum, society has an objective existence of its
own, fictively external to that of the protagonist. Katharina is
persecuted both for her outcast status and for her exemplary
realization of society's own work ethic. Josef K. is totally
assimilated into society's norms, whereas Blum rises above them
through her sincere capacity to love in a recklessly genuine way.
The absence of kindred feelings and the drive for exploitative
power are both traits of capitalistic society depicted in both
narratives, and both assume a clearly totalitarian aspect. These
traits prevent Josef K. from perceiving the true moral Law; they
hound Blum because of her essential integrity.
     The absurd vision of capitalistic society exemplified in
these two portrayals of legal processes testify to the twentieth-
century perpetuation of a narrative concern already begun at the
time of emergent capitalism in nineteenth-century Western
literature. Gogol's satires of bureaucratic St. Petersburg
society, Balzac's infernal vision of money-obsessed Parisian habits
in Scenes de la vie parisienne, and Tolstoy's rejection of the
bourgeois bane of youthful peccadillos and social-climbing in the

[164]

existence of a judge in The Death of Ivan Ilych are prime
manifestations of this tradition. The treatments of the law in
Der Prozess and Die verlorene Ehre der Katharina. Blum
continue this legacy.

[165]

ENDNOTES

* Division of Arts and Humanistic Studies, Behrend College, 
Pennsylvania State University, Erie

l. Heinrich Boll, The Lost Honor of Katharina Blum, tr. Leila
Vennewitz (New York: McGraw-Hill Book Company, 1975) and 
Die verlorene Ehre der Katharina Blum (Munchen: Deutscher
Taschenbuch Verlag, 1978).

2. Cf. Martin Greenberg, The Terror of Art: Kafka and
Modern Literature (New York: Basic Books, Inc., 1968),
113-153.

3. This is a view both plausible and widely held. it is
especially elucidated in Theodore Zielkowski, Dimensions of the
Modern Novel (Princeton: Princeton University Press, 1969). See
also Walter T. Sokel. "Education for Tragedy," in Franz Kafka,
The Metamorphosis, trans. and ed. Stanley Corngold (New York:
Bantam Books, 1972), p. 175, for well-articulated views on the
identity of sin and punishment in The Metamorphosis.

4. Theodore Zielkowski, Dimensions of the Modern Novel
(Princeton: Princeton University Press, 1969), p. 44.

5. Ibid., p. 49.

6. Franz Kafka, The Trial (New York: Alfred A. Knopf,
1963), p. 3, and Franz Kafka, Der Prozess (Frankfurt am Main:
S. Fischer Verlag, 1965), p. 9.

7. The Trial, p. 176, and Der Prozess, p. 262.

8. J. P. Stern," The Law of The Trial," On Kafka:
Semi-Centenary Perspectives, ed. Franz Kuna (London: Elek
Books, Ltd., 1976), pp. 22-41.

9. Ibid., p. 30.

10. Ibid.

11. For a good discussion of Boll's political and ontological
position on this issue and for details of his article in Der
Spiegel against the Bild-Zeitung, see especially Robert C.
Conrad, Heinrich Boll (Boston: G. K. Hall & Co.), p. 5.

12. The Lost Honor of Katharina Blum, p. 5, and Die
verlorene Ehre der Katharina Blum, p. 5.

13. The Lost Honor of Katharina Blum, pp. 13 and 14, and
Die verlorene Ehre der Katharina Blum pp. 12 and 13.

14. The Lost Honor of Katharina Blum, p. 19, and Die
verlorene Ehre der Katharina Blum, p. 18.

15. The Lost Honor, p. 11, and Die verlorene Ehre, p. 11.

16. The Lost Honor, pp. 137-138, and Die verlorene Ehre
p. 120

17. The Lost Honor, p. 138, and Die verlorene Ehre, p. 
120.

18. The Lost Honor, p. 140, and Die verlorene Ehre p. 122.