Legal Studies Forum
Volume 29, Number 1 (2005)
reprinted by permission Legal Studies Forum
© 2005 Lowell B. Komie
LOWELL B. KOMIE
________________
IN CHANCERY
Somewhere in my memory is a portrait of a coronation
scene in which the English queen, Elizabeth I, is given a jeweled rod and
a golden orb, and is told as she holds them while the crown is gently placed
on her head, "Administer Not Justice So Thy Forget Equity." At the bottom
of the portrait is written in old English script, "All Fleshe is Grass."
That is my first recollection of the notion
of another division of the Law called Equity or Chancery, where cases were
heard that didn't fit within the various common law writs. Then again,
there is Dickens's novel, Bleak House, where the case of Jarndyce and Jarndyce
goes on for hundreds of pages over one hundred years, all in chancery.
I've begun Bleak House several times and never gotten beyond fifty pages.
Dickens wrote that being in chancery was like being stung to death by a
single bee.
Also, there was my professor of English Constitutional
History at the University of Michigan, Professor William Leslie, who taught
us about the rigid confines of the ancient English common law writs of
Trespass. Now, fifty years later, I still remember some of their names:
Trespass Vi Et Armes (with force and arms), Trespass Quare Clausum Fregit
(trespass to land), Trespass De Bonis Asportatis (to carry away goods).
He always taught with a gentle, non-mocking scholar's smile, a man who
loved his subject, who drew chalk spikes upon the board, the spikes radiating
down from a square drawn around the title, "The Writs of Trespass." These
spikes radiated down to sub-categories that were titled "Equitable Remedies,"
with names like Restitution and Reformation.
I can still see his slim fingers drawing these
various remedies, his back turned to us, his shoulders hunched in the old
sports coat he always wore. Later he wrote me a letter of reference for
admission to graduate study to Glasgow University, a letter to a colleague
there, which I never mailed.
But all this about equitable jurisdiction
would be rather meaningless to my client Stefania Muzek when she came to
my Chicago law office perhaps thirty years ago to hire me as her lawyer
to file a lawsuit against a banker named Peter Buffino.
I had met Stefania at least ten years earlier.
She was the sister of Casimir Zymak, a veteran criminal trial lawyer. I
met Casimir in the
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1950s when I was a law clerk at a small firm in Chicago, Cohen, Zelinski
and Halloran. I sat second chair with him in a murder case. He was a short,
stocky man with fine, flaxen hair, a smooth face, always serious; he had
a deep voice with a Polish accent as he cross-examined. I remember during
some particularly damaging testimony from one of the state's witnesses,
he leaned over to me and said, "Go and open the vindow." I walked across
the courtroom and pulled open one of the old windows. When he stood up
to begin his cross-examination, he said in his deep voice, "My colleague
has just opened the vindow to let some fresh air into this courtroom."
Then he smiled at the jury. Casimir had the innocent face of a boy, but
he could pounce upon a witness with the ferocity of a cat. He loved to
drink and had two or three wives, one of whom had been Miss Century of
Progress at the World's Fair in Chicago in the thirties and was constantly
suing him for alimony and child support. At the end of his life, he was
penniless and destitute, entirely dependent on his sister Stefania. I remember
his funeral cortege. Stefania directed that it pass the Criminal Courts
Building at Twenty-sixth and California, where Casimir had spent his life
in the courts. The procession paused for a moment of silent tribute.
Stefania resembled Casimir, only she was tall
and slender. Her hair was blonde, dyed blonde; she had a tiny nose and
her blue-green eyes were, it seemed to me, always brushed with sadness.
She dressed immaculately with trim, expensive suits, and often a fur stole,
usually blonde mink to match her hair and complexion and she was quite
striking and beautiful. She was in her mid-fifties when I met her. She
always wore jewelry, a gold pin or a cameo at her breast, the incised profile
of an ivory-pale, young woman with the high-coiled tresses of an Italian
princess.
When she came to my office she'd been retired
for ten years. She and her deceased husband had owned a tavern on Milwaukee
Avenue, a well-known Polish tavern, owned and run by her mother before
her. I met the mother only once, a stern, sharp-faced woman, thin and angry,
with a red wig. She was the tiny bone in both Casimir's and Stefania's
throats that choked them all their lives.
Stefania also had a young son, about twelve
or thirteen, Franciszek, she called him Frankie. He was a handsome young
man, hair slicked back in a carefully combed pompadour, always dressed
by his mother when he came with her to the office in a jacket and striped
tie, overly polite and quiet. She was now the matriarch and he had taken
her place as the child, although he was never permitted to work in the
tavern. Later Frankie became a Chicago cop, tough and vicious. He was on
a robbery detail for years on the Northwest Side and was murdered before
he was forty.
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Frankie was a student at a Catholic high school,
and with tuition and the cost of support of her brother Casimir and paying
off his debts, Stefania's savings were being depleted. This was in perhaps
1970 or 1975 when she first called me. She said that she was worried and
that there was something she wanted to talk to me about. She thought she
had grounds for a lawsuit. She'd been thinking about it for a long time.
She said she'd sold the tavern some years ago and she'd bought a home in
Lincolnwood, an affluent, almost suburban area on the Far North Side. Casimir
was now dead and she and Frankie lived in the house alone. She'd made several
investments, but she'd put her money almost entirely in the hands of a
man named Peter Buffino, who was a vice president of a bank in her old
neighborhood. He had become her financial advisor.
At her first appointment at my office, she
came carrying two brown accordion folders and sat with her mink stole hanging
over her shoulders. Her eyes filmed as she told her story. She had a slight
tremor in one hand that she disguised by holding it under her purse. Peter
Buffino, she told me, had been her mother's banker. When Stefania took
over the tavern from her mother, Buffino put Stefania into some real estate
deals. She bought an eight-flat building and then a ten-flat that he found
for her. He asked for nothing, but she rewarded him with a $5,000 finder's
fee on the two buildings. She paid him in cash.
She trusted him. He was a sort of father-advisor,
an Old World gentleman, bald, with a wisp of hair brushed across the dome
of his head. He smoked cigars and had a small, gray mustache. He was short
and heavy and wore gold-rimmed glasses and always the same thin, black
knitted tie with a dark suit and vest. She could barely remember her own
father. He'd owned a small trucking company that delivered beer to taverns.
She had a memory of helping him roll heavy, silver metal kegs down the
outside chutes of taverns. He died when she was ten.
When she sold the tavern and moved away from
Milwaukee Avenue, she also sold the two buildings that Buffino had found
for her. She had quite a lot of cash and she went to him again. As she
told me her story, her face colored with the flush of memory and she took
her fur off, put on her reading glasses and removed her savings passbooks
from the accordion folders. She put the passbooks down on my desk. She
had three savings accounts.
She showed me entries of a series of withdrawals
in each passbook over the past five years: typically $5,000; $10,000; $5,000;
$8,000; $12,000. Then, she pointed to the deposits coinciding with each
withdrawal: $5,800; $10,950; $5,850; $8,950; $13,000. Each withdrawal had
been returned with a profit. Buffino would come across customers,
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mostly small businessmen, who needed money quickly, but couldn't make
a loan through the bank. They either had poor credit, were over-extended,
or simply didn't want the bank to know they needed funds. Buffino acted
as a sort of bank within the bank and used several favored customers' money
to make these loans. On Stefania's loans, he was paid nothing in return.
He asked for nothing. All the interest was given to Stefania and each time
a note was paid off, she would bring the note to the bank and he'd personally
cancel it for her. This always was done in a formal manner. He'd compliment
her on her hair or her dress or her beautifully manicured nails and stand
up, put down his cigar and leave his desk to walk her down the stairs and
through the banking aisle.
Stefania soon learned to love the bankers'
world. She loved being out of the tavern business and dealing quietly in
the halls of Chicago finance, making neighborhood deals, a woman financier
of growing sophistication. She commanded respect, this beautiful, smartly
dressed woman, as she walked smiling down the bank aisle past the clerks
to go up the stairs to meet Buffino.
She also liked the money. She had no pension.
The interest on her savings accounts was too small to give her enough income.
She quickly became accustomed to having an extra $1,000 a month coming
in on the loans he made for her. She had almost $300,000 in her savings
accounts and another $100,000 in CDs. She was very careful with her money.
She'd been brought up poor, and although she cultivated refined tastes,
she lived simply. She never traveled. She had no romance in her life. She
didn't need a man. Her one husband was dead and she wasn't interested in
marriage. She wanted to make money and add to her retirement fund. She'd
worked for many years and she wanted to leave Chicago. She would send her
son to a good college and then retire to Florida to a condominium in Naples
or maybe on the east coast north of Miami. Occasionally she liked to go
to the track, Arlington Park, with her girlfriends with clubhouse passes.
In Miami, it could be Gulf Stream or Hialeah. She liked to gamble. She
knew that life itself was a gamble.
After this series of small loan transactions,
Buffino called her one afternoon and asked her to come into the bank. He
told her that he had a major deal for her that he couldn't talk about on
the phone.
When she met him at his desk, she could see
that he was excited about something. His eyes were alive and his fingers
played with the gold chain on his vest as he sat back and rocked in his
leather chair. He told her that an owner of bank stock, another officer,
wanted to sell his stock and retire. It was a minority interest of 10 percent
of the outstanding stock. The price was $250,000. Buffino couldn't buy
it because he'd signed an agreement that prohibited him from owning more
than 20 percent of the bank's stock. He'd already reached his limit. If
Stefania
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would buy the 10 percent, the $250,000 she'd put up could turn into
$500,000. The bank would soon be sold. The big downtown banks were constantly
coming around with offers. So far, they'd all been refused. She'd also
earn good interest. Dividends on the bank stock were paid quarterly. If
she bought the shares, she and Buffino would then control 30 percent of
the stock, the largest voting block of shares. It was a shrewd deal. He
would guide her in voting her shares. She would be his ally and he could
count on her. Her vote, that's all he wanted. No money. All the shares
would be hers, and when the bank was sold, she'd be taxed on her profit
as a capital gain. Also, while they were waiting for the bank to be sold,
he'd still lend her other money out monthly on small deals and she'd collect
interest. To facilitate this, he asked that she cash in her CDs and deposit
the funds in her savings accounts. That she leave her passbooks with him
and sign a series of blank savings withdrawal slips that he would keep
in his desk. This would make it much easier for both of them. When he made
loans for her, she wouldn't have to come into the bank and sign each withdrawal
slip. He'd keep them all in his desk drawer and when he had a customer
for a loan there'd be a much faster turnaround.
Then she told me she thought that Buffino
had defrauded her and she wanted to file a lawsuit against him. She'd been
thinking about it for a long time. When Buffino bought the bank stock,
he registered it in his own name, not in hers. Later, he claimed she'd
loaned him the money to buy the stock for himself, not for her. He used
the withdrawal slips that she'd signed in blank to pull the money from
her accounts. He said the deal was a loan, a private loan to him, not a
purchase by her. He said he couldn't borrow the money from the bank, so
he came to her. He told her he delivered all the dividends on the stock
back into her accounts as interest on the loan. He showed her the passbooks,
registering the withdrawals of $250,000 from her accounts and repayment
in full of $250,000 and interest. She showed me the entries in her passbooks.
The bank was sold a few years later. He got $500,000 for the shares he
bought with her money.
Stefania looked up at me after telling me
this story.
"I want to sue the son of a bitch. Do I have
a lawsuit?"
"I think you have a lawsuit."
"How much will it cost me?"
"Stef, I don't know. You'll have to sue him
in chancery for an accounting. It could take a long time, Chancery suits
go on forever."
"Just tell me how much. I want to sue the
cheating bastard. I don't care how much it costs."
"Stef, I really don't know. At least $25,000
and you won't get your fees back."
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"Go ahead. Do you want a retainer?" She took
out her checkbook and wrote me a check.
So the lawsuit in chancery began. Stefania
Muzek v. Peter Buffino.
The case was assigned to Ernest Langenfeld,
Master in Chancery. Each judge in the chancery division had his own master
in chancery. The appointment as a master was considered a political plum.
You didn't have to resign your practice. You could earn fees as a master
and still practice law. Cases would be assigned to the master by the judge
on a discretionary basis. Typically, suits claiming fraud and seeking an
accounting would be assigned to a master because the hearing would be long
and would take too much of the judge's time. At the conclusion of the hearing,
the master would file his report with the judge and with the parties. The
master's fees would be paid in full by the litigants before the master
would issue his report. The whole procedure was another form of the Chicago
system's built-in cronyism and patronage. It's now been abolished. There
are no more masters in chancery.
Under the old system, the lawyers appointed
by the judge were usually pals of the judge or political appointees of
the ward committeeman or of a powerful alderman. As the old-time Alderman
Paddy Bauler said of Chicago politics, "We don't want no one that nobody
sent." In other words, no Ivy League lawyers or fancy law school graduates.
The masters I knew were lawyers who were members of the elder Daley's machine.
Typically, they were large, red-faced Irishmen, who wore gray homburgs,
belted camel's hair coats, had immaculately shined shoes and lunched with
their political pals at the Bismarck Hotel in the ornate dining room or
at the Chicago Athletic Club. I once tried a case before a master, an old-time
Daley machine politician, a tiny Jewish man, a bald, crochety gnome, who
was almost stone deaf. He "listened" to the testimony with his hearing
aid shut off and often clipped his nails. The masters I knew were hard,
tough men who had little patience with a lawyer who quoted law, offered
cases or made objections.
Ernest Langenfeld, the master appointed to
hear Muzek v. Buffino by Judge James J. Duffy of the Chancery Division
of the Circuit Court of Cook County, was a rare exception. He was a Columbia
Law School graduate. His diploma from Columbia was framed on his wall.
Master Langenfeld was a lean, ascetic man, white-haired, with a hawk nose
and heavy black-framed glasses. He had the demeanor of an elderly law professor.
His offices on La Salle Street were his chambers. He had a long, glass-topped,
heavy counsel's table where the lawyers and their clients sat side-by-side,
facing the master, whose desk was on a slightly raised dais. Above his
desk were two golden framed etchings, one of the Goddess of Justice, a
beautiful, stern-looking woman dressed in a gray toga and holding her scales.
The other etching was of a pale, young,
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barefoot woman wrapped in an American flag in a torn, gauzy gown, "The
Justice Seeker." The master was tall, about seventy, and always had the
manner of a gentleman. He was patient and courteous. He didn't interrupt
the lawyers. He heard their arguments in a dignified manner. Most importantly,
the rumor was that he was honest and couldn't be fixed by political influence.
Before the trial began, I took Buffino's deposition.
Then Buffino's lawyer took Stefania's deposition at his office. Buffino's
lawyer was in his mid-thirties, a University of Chicago graduate. His name
was Ira Feurstein. He was with a Chicago firm, Webb, Smith and Glotz, a
firm of fifty lawyers that represented Buffino and his bank. Ira Feurstein
wore horn-rimmed glasses, had a thin mouth, black hair and was quite tall.
He was very sardonic and doubted that my client was telling the truth.
He sat at her deposition, chewing on the frame of his glasses, tapping
his copy of the complaint with a yellow wooden pencil and sniffing occasionally,
as if he regarded my pleading as less than fragrant. He felt that it was
a cause of action based only on jealousy and revenge.
As he ended his deposition, he suddenly turned
to Stefania. "Excuse me, Mrs. Muzek, I have just one more question. Isn't
it true that after Mr. Buffino paid you back his loan, you asked him to
go the opera with you?"
"No, that isn't true. Did he tell you that?"
"That you bought tickets to La Traviata and
when he wouldn't go with you, you tore the tickets up and threw them in
his face."
"Objection. How is this relevant?"
"Oh, it's very relevant. It shows that there
was a romantic friendship here. It wasn't just banker and client."
"Objection. There's no foundation. Also, it's
still not relevant."
"Do you want to certify the question?"
"I noted my objection, what's your next question?"
Before Feurstein could ask her another question,
Stefania interrupted him.
"I didn't buy the tickets. I never go to opera.
All old Italian guys love opera. He bought the tickets and asked me to
go with him. I told him, 'Mr. Buffino, I don't go out with married men.
Particularly married men who've cheated me out of a quarter of a million
dollars.' I tore the tickets up and threw them at him."
She grinned at me impishly and Ira Feurstein
sat up and removed his long legs from his desk. He gave her a half-smile
and tapped his yellow pencil on his forehead.
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When we left his office, Stefania walked ahead
of us out into the corridor. Feurstein pulled me back and said to me quietly,
"Hell hath no fury like a woman scorned."
But when the hearings began before Master
Langenfeld, Ira Feurstein was replaced as Buffino's laywer by James Van
Gelder, an older lawyer, an expert in chancery litigation. He was in a
small partnership with his son, Van Gelder and Van Gelder, which I suppose
in today's jargon would be referred to as a boutique firm. But then it
was simply known as a good, small law firm. James Van Gelder had an excellent
reputation. He was a stolid, square-faced man, a quiet man, with blond
hair, slicked back, graying and growing sparse over a large forehead. He
looked like a stern Dutch burgher or merchant in a painting by Rembrandt
or Vermeer, staring out at you from the portrait without expression. He
was a gentleman and a tough adversary.
I remembered Professor Leslie's chart of the
branches of Equity. Underneath the branch known as Restitution grew smaller
branches. Among them were an action to impose an Equitable Lien, an action
for an Accounting or for imposition of a Constructive Trust, Reformation,
Injunctive Relief and others that I have now forgotten. There was a sub-category
called Tracing which permitted you to trace the funds, if you could identify
them, into the hands and the accounts of the defendant.
I could certainly trace the bank stock into
the hands of Buffino, but the stock had been sold. Still I could veer off
into a branch that was called Unjust Enrichment and trace the fruit of
that branch, the $250,000 profit, which then could be returned to Stefania.
After eight months of hearings, once weekly
in his chambers, the hearings ended and the master was ready to issue his
report. Both parties paid their share of master's fees before he issued
his report. Stefania's share of the master's fees and costs came to $8,000.
She'd been a competent witness, occasionally tearful, but always determined
and direct. She impressed the master with her honesty. He believed her.
He didn't believe Buffino. The trial came down to that, the credibility
of the witnesses. He weighed the testimony of the parties and found her
more credible. Master Langenfeld found for Stefania and prepared a report
awarding her the $250,000, Buffino's profit, plus interest. He found no
evidence of a loan to Buffino. He also found the withdrawal of $250,000
from her accounts at the time the shares were acquired and registered in
Buffino's name coincided with the purchase of the shares.
I remember asking Buffino in cross-examination
why he kept her passbooks and signed withdrawal slips in his desk drawer.
"Because she asked me to do that for her,"
he answered.
"She asked you."
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"Yes."
"Why would she ask you to do that?"
"She said her legs hurt her. She was tired
of coming into the bank all the time to sign. She had bad arthritis."
"So you did this just to accommodate her?"
"Yes."
"Did you do it for any other customers?"
"No, just her."
Van Gelder immediately filed a lengthy Motion
Objecting to the Master's Report. There were again oral arguments with
a briefing schedule. His motion was denied. Then the master's report was
filed with the referring chancery judge, James J. Duffy. Van Gelder then
filed a Motion Objecting to Confirmation of the Master's Report. Another
briefing schedule was set and oral arguments were heard.
Stefania sat all through these arguments holding
a handkerchief with a rosary hidden in it. She had won in chancery. She'd
been vindicated. But at every step, every hearing, she learned that her
victory was only temporary. It could be set aside in a moment by a new
order signed with a gesture of the judge's hand. If the right political
pressure could be put on Judge Duffy by Buffino, the master's findings
would be reversed. All the scholarship, the oral arguments, the memoranda
and briefs, all the legalism could be swept aside by one phone call to
the judge by a person with the proper clout. That was the Chicago system.
Buffino would have outsmarted her and defeated her. The case had cost her
over $35,000. So as she sat secretly fingering her beads, she prayed that
the judge would have enough backbone to stand up for his master against
Buffino's clout. That the motto painted on the wall of the courtroom in
neat block letters, "IN GOD WE TRUST," would come true for her.
She won her case. The judge affirmed his master's
report in all respects. A money decree was entered in her favor against
Peter Buffino in the amount of $250,000, plus interest and costs.
I knew that judges seldom reversed their master's
findings, particularly the Report of a Master in Chancery as well respected
as Langenfeld. It was probable that Buffino would try to exert influence
on Judge Duffy, but I didn't think that Van Gelder would resort to that,
or, if his client went around him, I didn't think he'd remain with the
case. So I expected Stefania to win and I waited for a call from Van Gelder
to settle the case.
I didn't receive a call. It never came. Instead,
I received a notice of appeal. Van Gelder had appealed and filed a bond.
Another year passed before the case was heard
by the appellate court. I tried to explain to Stefania that this was the
law's delay. There
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was always delay. That the appeal would be costly, perhaps another $10,000
in attorney's fees. There would be another $2,500 to prepare the transcript,
to pay court reporters' fees and to certify the record. Printing costs
for the briefs, another $2,500. A total of, perhaps, $15,000 added to the
$35,000 in costs and fees she'd already spent. I felt she had a good chance
of winning. Both the master and the judge had found for her. She and Buffino
were the only witnesses and their credibility had been weighed by the master
and no error found by the judge, both veteran jurists.
On the day of the hearing before the appellate
court, Van Gelder called me. He wanted to meet me and make an offer. We
walked together across the icy plaza of the Daley Center, in the shadow
of the huge Picasso sculpture that looked like a mammoth rusting vulture
watching over us with its wings folded. Van Gelder offered me $25,000.
I immediately refused. It wouldn't even compensate
Stefania for her attorney's fees. He shrugged and raised his eyebrows and
walked away from me. I took an elevator up to the courtroom and told Stefania
about the offer before we were called for oral argument. She just shook
her head and took her seat behind the lawyers' podiums.
It was a three-judge panel. I don't remember
their faces. I can barely remember being in the room. It was at the top
of the Daley Center, about forty floors up. In the corridor, outside the
courtroom, through the big glass windows, you could see the contours of
the frozen lake and the wisps of smoke along the shoreline rising from
the steel mills in Gary. There were very few questions from the bench during
oral argument. Nothing was said to indicate what any of the judges thought
of the case. Eight months later the decision came down. The decree was
reversed and remanded. Stefania lost. She was awarded nothing and ordered
to pay all court costs. She had lost her case in chancery. I had lost it.
Her $250,000 award was reversed.
The court wrote an opinion, the senior judge
on the panel, Martin Gladstone, found for the defendant, Buffino, and the
two other panelists concurred. The opinion held that both the master and
the judge had erred in weighing the credibility of the witnesses. Her testimony
was found not sufficiently credible to justify an award. Judge Gladstone
also invoked the ancient equitable doctrine of laches, the equitable equivalent
of the statute of limitations. She'd slept on her rights, he wrote. She'd
not filed her action quickly enough and had waited over five years before
filing suit. If she'd filed an action in law for fraud, instead of filing
in chancery, she would have been barred by a five-year statute of limitations.
So, she was barred in equity by laches. In any event, he held that her
testimony was clouded by emotion and was untrustworthy. The court found
that there was a relationship between the parties, but it
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wasn't a confidential relationship, it was advisor and friend, nothing
more. Buffino had not violated Stefania's confidence. There was no fraud
or misrepresentation. She had not proven facts egregious enough to justify
an imposition of an equitable remedy in the Chicago courts. She'd lost
no money. On the contrary, she'd made a profit on every loan, including
the loan to Buffino. "He who comes into Equity must have clean hands,"
Judge Gladstone wrote, citing another ancient maxim of Equity. Therefore,
despite her beautifully lacquered nails, Stefania was found to have had
unclean hands.
I filed a Motion for Rehearing and then a
Petition for Leave to Appeal to the Supreme Court. Both were denied.
I buried the memory of Stefania's case until
later in the 1970s, when I had an appeal from the U.S. District Court in
Chicago to the Court of Appeals for the Seventh Circuit. A client of mine
had been killed in Chicago in the 1968 Martin Luther King riots. He'd been
a black dishwasher at a restaurant where I occasionally had lunch. On the
night of Martin Luther King's death, my client had been caught looting
and shot dead by the Chicago police. It was that night that the elder Mayor
Daley issued his infamous order, "shoot to kill arsonists, shoot to maim
looters." Unfortunately, the Chicago police reversed the order and killed
my client, a looter, instead of just maiming him. The family came to me
too late, more than one year after the man's death and the case was barred
by the one-year Survival Act for a Wrongful Death Action. He had been dead
for more than a year. I filed the lawsuit anyway, hoping that I could sustain
an argument. The case was dismissed in the federal district court in a
five-minute hearing before a judge who was a political pal of Mayor Daley.
He heard my argument standing up behind his bench, looking at his watch,
on his way to lunch at the Standard Club.
I can't remember the theory I argued before
the federal court of appeals panel. I think I argued that my client's sole
heir at the time of his death was a minor daughter and as a minor, she
couldn't be barred by the one-year survival statute. The argument was denied.
I do remember James Van Gelder was a judge sitting on that panel. He'd
been appointed to the federal bench and served in the district court and
then was elevated to the court of appeals. He was dressed in a black robe
and looked even more like a Dutch burgher in a painting by Rembrandt except
he wasn't wearing a lace collar or a tall domed hat. He didn't acknowledge
me when I argued the case. I didn't acknowledge him, although we both recognized
each other. He didn't recuse himself. I didn't ask that he be recused.
I do remember that I angrily repeated Mayor Daley's edict of "shoot to
kill arsonists, shoot to maim looters," but Van Gelder's face remained
frozen, as did the faces of the other members of the panel. In six weeks
an order came down upholding
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the dismissal. One of the court's law clerks called me and told me the
appeal had been denied.
Perhaps ten years later, James Van Gelder
died. Stefania had died the year before. I saw Van Gelder's obituary in
the Chicago Tribune. It made me think again of Stefania and her case in
chancery. Now, all the principals were dead, Master Langenfeld, Judge Duffy,
James Van Gelder, Stefania, Buffino, and even Ira Feurstein, the young
lawyer who originally represented Buffino. Martin Gladstone, the judge
of the Illinois Appellate Court who wrote the opinion was also dead.
I was the only survivor, and for some reason,
I began to look up the biographies of the lawyers and judges in the case.
The firm I was then with saved copies of old legal directories, Sullivan's
Law Directory, an annual listing with short biographies of lawyers in Chicago
and Illinois. We kept the old Sullivan's directories in our office vault.
The dusty, yellow books, all in a row, looked to me in the weak vault light
like a row of yellowing gravestones, almost a cemetery of lawyers. There
were fifty volumes stacked in two rows.
It was interesting to trace Van Gelder from
year to year. He'd gone with his father's firm right out of law school
and stayed with him in a partnership most of his career. After the father
died, Van Gelder's son joined the firm and several years later, Van Gelder
went on the federal bench.
Ernest Langenfeld had followed almost the
same path. He practiced with his brother for many years and Langenfeld's
son later joined them.
I traced the listing of Ira Feurstein, the
young, sardonic, University of Chicago graduate who represented Buffino
at the depositions and withdrew in favor of Van Gelder. He'd been graduated
from the University of Chicago in 1964 and had joined Webb, Smith and Glotz
in Chicago. He was a partner with the firm until his death two years ago.
Webb, Smith and Glotz now had over two hundred lawyers.
I then looked up Martin Gladstone, the appellate
judge who'd written the opinion. Martin Gladstone had begun to practice
law in a partnership with his brother in the 1940s.
It was difficult to read in the weak light
of the vault. I found a small stepladder and stood on it and held the book
up closer to the light.
Gladstone left his brother and joined the
firm of Webb, Smith and Glotz in 1953. This was the same firm that Ira
Feurstein had joined in 1964. Martin Gladstone left the firm in 1959 when
he went on the bench and later moved up to the appellate court. Was it
possible, though, that Judge Gladstone had once represented Buffino and
his bank? Was that the nexus? The tiny, hidden, defective jewel in the
case? The judge who wrote the appellate opinion and Buffino's original
lawyer had a connection. They'd both been members of the same law partnership.
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Could the case have been fixed by Buffino behind Van Gelder's back?
I still believe Van Gelder was too clean to have done it. He probably was
never told. He was a distinguished member of the trial bar and became a
federal judge. He didn't have to be told. Buffino knew Stefania would never
accept $25,000 but the offer was made anyway to keep Van Gelder from becoming
suspicious. The connection was made without him. Should I have vetted all
the lawyers and the judges on the panel back for twenty or thirty years?
Perhaps I would have seen the connection. I don't think so. But was that
really the connection? Was that the flawed jewel hidden deeply in the recesses
of the case? I think so. I now really think so. Buffino had reached far
back to a judge who was a former member of the bank's law firm to apply
the clout. I didn't realize it then. Now it's too late to do anything about
it other than write this story. So Chicago justice was administered in
chancery, after all. Stefania's beautiful hands were too clean for her
lawsuit in chancery in the Chicago courts.
"He who seeks Equity must do Equity," is another
famous, ancient maxim in Equity. I am the only survivor and there is no
one else alive to affirm or deny my story or to do Equity for my client
Stefania Muzek.
"All Fleshe is Grass."
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